Hybrid Audit Manager – FCC

at Capital One

• Job title: Audit Manager – FCC
• Job type: Full Time
• Experience level: Mid level, Senior
• Salary: $132,800 - $181,900 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, McLean, United States

About the role

• Audit Manager focusing on Financial Crime Compliance audits at Capital One, leading BSA/AML audits and risk assessments while managing staff and stakeholder relationships.

Responsibilities

• Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level as well as other diverse lines of business and specialty areas
• Perform AML and Fraud risk assessments of business activities, potential risks exposures, and materiality of loss
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
• Provide significant input into the development of the annual audit plan
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
• Establish and build working relationships with internal and external management
• Communicate the results of audit projects to management (written reports/oral presentations)
• Manage staff during audit engagements and provide feedback on work performed

Requirements

• Bachelor’s Degree or military experience
• At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
• At least 3 years of experience in financial crimes compliance
• At least 3 years of experience leading audits and performing in the role of auditor-in-charge
• Master’s Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration
• Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
• 6+ years of experience in auditing, 6+ years in compliance, 6+ years in risk management, or a combination
• 6+ years of experience in one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), Fraud, brokerage, wealth management, or trust.
• 1+ years of experience with data analytics tools in support of internal audit

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.