Surveillance MARA Manager leading the Market Abuse Risk Assessment process at Lloyds Banking Group. Ensuring compliance through risk identification and mitigation in financial markets activities.
Responsibilities
Lead the Market Abuse Risk Assessment process
Identify market abuse risks and ensure they are effectively mitigated
Produce regular MI and thematic analysis on market abuse risks
Co-ordinate responses to regulatory queries
Regularly review and assess existing surveillance controls
Engage with other departments/teams where compensating controls sit
Requirements
Strong knowledge of MAR/market abuse regimes
Practical experience of trade and communications surveillance in wholesale markets
Experience conducting or enhancing Market Abuse Risk Assessments
Comprehensive product knowledge across key traded instruments
Excellent data/technical skills to support surveillance analytics.
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