D&O/FI Complex Claims Adjuster focused on investigating complex claims in Financial Lines. Role involves interaction with clients and internal teams to manage the claims process.
About the role
- Summer internship role in financial sector focusing on investigative processes and regulatory compliance. Collaborate with investigators and managers in performing analytical tasks related to Financial Crimes.
Responsibilities
- Assisting investigators and managers with the investigative processes
- Analysis of surveillance alerts, trade data and other evidence obtained in connection with Financial Crimes investigations
- Learning how to determine member firm regulatory compliance
- Assisting in reviewing and analyzing customer complaints and investigations
- Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines
- Assisting in preparing memoranda and reports regarding investigations
- Collecting, preparing and itemizing exhibits for reports of investigations
- Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules
- Performing research on various matters
Requirements
- Enrollment in the final two years of degree program in Finance, Accounting, Business Administration or related program
- Work experience in a financial, brokerage or investment environment is a plus
- Strong work ethic, positive attitude and professional demeanor
- Ability to work with others to meet deadlines
- Proficiency in Microsoft Office
- Ability to perform multiple tasks efficiently and accurately
Benefits
- Health insurance
- 401(k) plan with company match
- Tuition reimbursement
- Commuter benefits
- Paid time off (15 days)
- Personal days (5 days)
- Sick days (9 days)
- Volunteer service days (2 days)
- Comprehensive wellness programs
- Immediate participation in additional FINRA-funded retirement contribution
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