Technical IT Support Specialist bridging customers and development department. Handling technical inquiries in 2nd and 3rd level support roles.
About the role
- Audit Manager II at TD overseeing regulatory issue validation audits and leading audit engagements. Provide subject matter expertise and ensure compliance with regulations while mentoring team members.
Responsibilities
- Validate Regulatory Issues working through the audit methodology
- Lead or serve as Auditor-In-Charge on complex regulatory audit engagements
- Provide day-to-day leadership, coaching, and guidance to engagement team members
- Oversee testing of design and operational effectiveness focused on Regulatory Issue validation
Requirements
- Undergraduate degree required
- 7+ years of relevant experience
- Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
- Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred
- Relevant professional certifications (e.g., CIA, CRCM, CAMS) strongly preferred
- Advanced knowledge of audit standards, procedures, laws, rules, and regulations
- Proficient in Microsoft Office Suite
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development and reward/recognition
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