Client financial services agent assisting member needs via personalized support and service. Promote investment and financing products while ensuring client satisfaction and business relationship management.
About the role
- Investment and Planning Associate specializing in investment operations and client service for a wealth management firm. Overseeing investment management services and maintaining communication with clients and stakeholders.
Responsibilities
- Open and track new investment accounts
- Assist clients with service on existing investment account maintenance
- Prepare and process investment/advisory paperwork for implementation
- Manage asset movement, including deposits, withdrawals, transfers, rollovers, Roth conversions, trades etc.
- Track potential rollover opportunities
- Oversee the financial planning software output, (PX/RD Plans), and build client recommendations
- Prepare and review performance reports in Envestnet, Morningstar and broker dealer software, etc. prior to client meetings
- Participate in client meetings for financial or investment plan implementation when appropriate
- Manage client communication including correspondence, notes, files, and maintain compliant client records
- Keep up to date on software system enhancements, new products & services, and compliance changes/opportunities
- Maintain a high level of professionalism while handling confidential and sensitive information
- Maintains own personal CE credits and certification, knowing when your licenses expire
- Participate in learning opportunities
Requirements
- Bachelor’s degree preferred
- Licensure: Series 7 and 63, or ability to gain licensing within 3-6 months of employment
- 2+ years of experience in the financial services industry, or 1+ years of Northwestern Mutual experience
- Client Resource Management experience preferred
Benefits
- Medical, dental, and vision benefits available
- 401k Match
- Reimbursement for licenses, designations, and continuing education
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Personal Finance Advisor developing relationships with clients to advise on financial strategies. Managing client satisfaction and staying informed on market trends.
PESSOA ANALISTA PLANEJAMENTO FINANCEIRO PLENO na YDUQS, com ênfase em análises financeiras e orçamentárias.
Financial Analyst providing financial and commercial input to investment decisions in a genomics technology company. Collaborating with cross - functional teams to influence strategic decision - making and provide revenue analytics support.
Support the Global Financial Controls team in administrative tasks and financial analysis. Collaborate globally while developing Excel and other software skills in a hybrid work model.
FP&A Manager at Demandbase supporting finance functions for GTM teams in a hybrid role. Joining a dynamic finance team in India with a focus on budget management and financial analysis.
Financial Operations Analyst responsible for transaction reporting and invoicing at PayJoy. Collaborating on efficiency improvements and financial compliance in operations.
Intern in Corporate Finance assisting with analysis, data collection, and Power BI dashboard development. Working at Uniper to support diverse projects in the energy sector.
Director of Finance overseeing accounting and financial operations at CARFAX Canada. Collaborating with leadership to drive financial improvements and ensuring compliance with regulations.
Finance Manager serving as a finance partner for specified Lines of Business at Bank of America. Leading forecasting and stress testing responsibilities with a team across secured lending products.