Enterprise Account Executive specializing in financial services and AI security sales. Driving new business and expansion through complex deals and stakeholder engagement.
About the role
- Senior Financial Services Internal Audit Consultant managing regulatory compliance and internal audit projects. Leading client engagements and developing compliance solutions within financial services industry.
Responsibilities
- Lead and execute internal audit and compliance engagements, including planning, fieldwork, testing, issue identification, and reporting
- Perform and oversee compliance audits and internal audit reviews, ensuring alignment with regulatory expectations and industry standards
- Assess compliance management systems (CMS) and internal control frameworks, identifying gaps and opportunities for enhancement
- Identify and evaluate compliance risks, control effectiveness, and remediation strategies
- Interpret regulatory requirements and translate them into actionable internal audit and compliance solutions
- Support and lead regulatory change management initiatives impacting compliance and audit functions
- Develop and deliver clear, concise audit findings and recommendations to client leadership
- Provide subject matter guidance on regulatory compliance and internal audit practices to both clients and internal teams
- Supervise, coach, and develop junior staff, including review of workpapers and deliverables
- Contribute to risk assessments, audit planning, and compliance program development
- Participate in business development and internal initiatives as needed.
Requirements
- Bachelor’s degree required (Accounting, Finance, Economics, or related field preferred)
- Professional certifications such as CRCM, CIA, or CPA preferred
- 3–5+ years of experience in Internal audit (preferred), and/or Regulatory compliance, risk management, or consulting within financial services
- Demonstrated experience leading or supporting internal audit engagements and/or compliance reviews
- Strong understanding of internal audit methodologies, including risk assessment, control testing, and reporting
- Deep knowledge of U.S. banking regulations, especially consumer protection (e.g., HMDA, ECOA, FCRA, TRID, RESPA)
- Experience evaluating and enhancing compliance management systems (CMS) and internal controls
- Ability to analyze Fair Lending and CRA data in both audit and compliance contexts
- Experience working with larger financial institutions ($5B+ in assets) preferred
- Strong project management skills, including planning, execution, and team leadership
- Proven ability to communicate effectively with all levels of client management
- Experience supervising staff and reviewing audit/compliance workpapers
- Strong analytical, organizational, and problem-solving skills.
Benefits
- Comprehensive total rewards package
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