Manager leading a small team of collectors within a larger global AR organization. Driving portfolio performance, process execution, and team effectiveness with strong collections experience.
About the role
- Senior Compliance Manager overseeing investment risk for KeyBank's private bank. Independently measure, monitor, and assess risks across fiduciary investment activities and enhance risk frameworks.
Responsibilities
- Independently measuring, monitoring, and assessing risks across fiduciary investment activities
- Provide credible challenge, identify emerging issues, and escalate concerns to senior management when necessary
- Oversee the risk management of a diverse range of investment products—including equities, fixed income, alternative funds, and managed solutions
- Work closely with line of business partners and research analysts in the Chief Investment Office
- Develop and maintain a deep understanding of fund and portfolio risk profiles
- Enhance and innovate risk oversight frameworks and methodologies
- Ensure compliance with internal policies and regulatory expectations
- Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business
- Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers, including specialized solutions and separately managed accounts
- Utilize industry-standard tools (e.g., FactSet, Morningstar, Bloomberg) to analyze investment risks and challenge assumptions
- Independently conduct monitoring reviews of equity and fixed income funds presented by the Chief Investment Office
- Identify, assess, and monitor investment risks, providing credible challenge and escalating key issues to senior management
- Partner with investment and risk teams to maintain a deep understanding of fund and portfolio risk profiles
- Enhance and innovate risk oversight processes to ensure compliance with investment, liquidity, and counterparty risk policies
- Perform deep-dive analyses on emerging risk areas and evaluate their potential impact on the business
- Assist in other Compliance Risk tasks across the Compliance Risk Management Space, as needed
- Participate and lead formal testing/monitoring
Requirements
- Bachelor’s degree in Finance, Economics, Risk Management, or a related field
- 5+ years of experience in investment risk, compliance, or asset management
- Strong understanding of investment products, including mutual funds, SMAs, and alternative investments
- Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar
- Demonstrated ability to independently assess risk and provide credible challenge
- Excellent analytical, problem-solving, and communication skills
- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
- Preferred: Advanced degree (MBA, MS Finance, etc.) or professional certifications (e.g., CFA, FRM)
- Preferred: CFIRS or other like certifications
- Preferred: Experience working in a private bank or wealth management environment
- Preferred: Familiarity with regulatory requirements related to investment risk and compliance
Benefits
- eligible to earn a base salary in the range of $130,000 to $160,000 annually depending on location and job-related factors such as level of experience.
- eligibility for short-term incentive compensation
- eligibility for deferred incentive compensation
- list of benefits for which this position is eligible (click here)
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Investment Sales Specialist at BlackRock focusing on enhancing alternative product distribution through advisor relationships. Responsibilities include client education and leveraging internal resources for optimal client engagement.
Collaborating with licensed Financial Advisors to meet sales goals and complete licensing. Prepare for career as Financial Advisor with Hancock Whitney in Louisiana.
Personal Finance Advisor at Caisse Desjardins de Rouville managing client relationships and advising on financial strategies. Focus on member satisfaction and integrated financial solutions within the cooperative.
Finance Manager leading financial planning & analysis for Corporate Segment at Sun Life. Providing strategic insights and ensuring accurate forecasting for operational performance.
Financial Analysis Advisor at Cigna driving pharmacy pricing performance through analysis and contract management. Leading strategic initiatives and improving financial processes in a hybrid work environment.
Financial Reporting Accountant responsible for maintaining financial records and reporting for Evernorth. Engaging in accounting tasks, reporting projects, and collaborating with management.
Financial Specialist maintaining organization and punctuality in administrative activities for a mobility company. Ensuring proper payments, documentation, and financial compliance.
Project Finance Analyst focuses on financial modeling, data analysis, and due diligence in renewable energy. Collaborates on M&A and project financing transactions to support clean energy solutions.
Senior Director of Finance at Air Methods overseeing cash management, treasury activities, and board relations. Leading financial strategy and collaboration across departments.