Assistente Societário e Regulatório em São Paulo, atuando em processos de legalização com foco em órgãos públicos e solicitações. Efetua gestão de certificados digitais e registros societários.
About the role
- Employee Compliance role focusing on regulatory excellence within Deutsche Bank UK. Processing applications and managing compliance with FCA and PRA for senior personnel.
Responsibilities
- Processing and coordination of all aspects of the application and notification processes with the FCA and/or PRA for our most senior personnel (Senior Management Functions - SMF), across all of Deutsche Bank’s UK regulated entities.
- Undertaking the annual assessment of Fitness and Propriety of SMFs to ensure continued fitness of individuals, in line with regulatory requirements, and reporting the output to relevant entity boards/committees.
- Preparing the submission of Conduct Rule breach reporting for the FCA and/or PRA.
- Leading and/or providing support in implementing SMR and Conduct Rules-specific and wider Employee Compliance project work.
- Ensuring timely and accurate completion of UK Management Information and Key Performance Indicators across the SMR and Conduct Rules.
- Stakeholder management between functional teams across Compliance, HR, other Infrastructure areas and the wider Business.
Requirements
- Previous experience in a Regulatory Licensing role (desirable) or demonstratable Compliance experience.
- Delivery focused, forward thinking and self-driven.
- Strong desire to collaborate and achieve best practise.
- Act as a trusted advisor by those with whom you partner.
- Able to share information, knowledge and expertise with peers and team members.
- Demonstrate integrity, trust and fairness in all that you do.
Benefits
- Hybrid Working - we understand that employee expectations and preferences are changing.
- Competitive salary and non-contributory pension
- 30 days’ holiday plus bank holidays, with the option to purchase additional days
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits.
- The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
License Compliance Associate driving compliance sales opportunities while assisting customers with audit processes and sales needs for TDCX.
Senior Publisher preparing and submitting regulatory documents for compliance with FDA and EMA. Collaborating with cross - functional teams and leading regulatory operations initiatives.
Senior Analyst in audit and regulatory support at LPL Financial. Ensuring operational efficiency and compliance in the New Accounts Operations department.
Manager overseeing compliance processes and team coordination at PwC. Focused on data quality, workflow management, and training in compliance reporting.
Analista de Compliance at Tecnofit, ensuring regulatory alignment and effective KYC processes. Collaborating across teams to strengthen compliance culture and internal processes.
Compliance Analyst focused on regulatory demands at Sicredi, ensuring adherence to internal and external regulations while supporting compliance culture.
Senior Regulatory Toxicologist supporting product registrations and toxicological evaluations for agrochemical sectors. Collaborating with a diverse team on human health assessments and risk evaluations.
Senior Regulatory Professional managing regulatory submissions for Obesity & Cardiometabolic Health therapies. Driving strategies that impact patients' access to treatment across global markets.
Complaints Regulatory Reporting Lead managing complaint metrics and regulatory compliance for AIG operations. Designing frameworks and reports that enhance operational improvement and decision making across jurisdictions.