Senior Analyst, Regulatory Affairs responsible for regulatory strategy and compliance within AES. Collaborating with various stakeholders to ensure RTO/ISO compliance and market strategies.
About the role
- Compliance Analyst focused on regulatory demands at Sicredi, ensuring adherence to internal and external regulations while supporting compliance culture.
Responsibilities
- Regulatory demands / Interaction with regulators;
- Curatorship of the Code of Conduct;
- Institutional Whistleblower Channel;
- Corporate internal investigations;
- Promote a culture of compliance across Sicredi.
- Systemic process for preventing and combating internal fraud;
- Support the development of compliance policies and programs, defining responsibilities and the scope of the area’s activities to monitor compliance risk exposure and enable achievement of strategic objectives.
- Support the organization in complying with legislation, external and internal regulations, and ethical standards.
- Conduct monitoring activities, background checks and due diligence;
- Monitor and evaluate compliance assessments produced for projects and new products to enable responsible areas to take action and ensure adherence to applicable legislation and external regulations.
- Monitor submission of information required by legal and regulatory standards to ensure deadlines, conditions established in the regulations, and quality of information are met.
- Support assessment of regulatory compliance of the organization’s processes and products to enable responsible areas to take action and ensure adherence to applicable legislation and external regulations.
- Support the monitoring of external regulations applicable to Sicredi.
- Support assessment of conformity with applicable standards and perform compliance testing;
- Facilitate the process of creating, updating and approving official internal regulations to ensure they go through the necessary review and approval stages and are properly updated and made available.
- Assist in reviewing official internal regulations to ensure they meet the required standard and objectives, and subsequently forward them for senior management approval.
- Participate in evaluation procedures of processes involving suppliers, public agencies and customers to ensure adherence to the anti-corruption law and report deviations to senior management for awareness and action.
- Support the maintenance of processes related to FATCA and CRS;
Requirements
- Education: Law, Business Administration or related fields.
- Preferably with a completed specialization or MBA.
- Knowledge of Compliance topics, regulatory demands, and rules and standards of the National Financial System (SFN).
- Strong communication and interpersonal skills.
- Familiarity with routines and operations of financial institutions.
- Professional certification in corporate investigations is a plus.
Benefits
- Fixed 14th and 15th salaries
- Profit-sharing (depending on seniority)
- Health and dental plans with no co-payment
- Wellness programs via Wellhub (formerly Gympass): nutrition, psychology, occupational health, massage, running group and access to a local gym
- Food and meal vouchers with flexible percentage allocation between VA/VR cards, no co-payment
- Extended maternity and paternity leave
- Childcare or nanny assistance for children up to 6 years and 11 months
- Assistance for children with disabilities, no age limit
- Life insurance
- Private pension plan up to 8% of salary
- Training platform – Sicredi Aprende, offering a variety of courses
- 40-hour workweek – using a time bank system
- Remote work allowance (except for positions that are 100% on-site)
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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