Senior Manager for IT SOX Compliance at Boeing overseeing the design and implementation of IT General Controls. Collaborating with IT leadership and working across various technology functionalities in a hybrid role.
SF
Hybrid Director, Asset Management Compliance
Posted 6 months ago
About the role
- Director managing compliance oversight for third-party fund managers of alternative investment products at Fidelity. Fostering partnerships to support product expansion and evaluate compliance controls.
Responsibilities
- perform Operational Due Diligence (ODD) of third-party fund managers of alternative investment products on behalf of the CCOs, other governing bodies, and investors
- continuous assessment of improvement opportunities and regulatory changes in compliance oversight programs
- proactively evaluate the compliance environment to assess strengths or weaknesses of controls that support products and services
- foster strong partnerships with key business partners to support the expansion of solutions-based products and fund offerings, particularly in the alternatives asset class
Requirements
- Bachelor’s degree or equivalent
- 10+ years of compliance, risk, and/or regulatory experience in the financial services industry
- Experience supporting alternative investment products and/or private funds (preferred, not required)
- Strong understanding of the federal securities laws including the Investment Advisers Act of 1940
- Strong analytical and problem-solving skills with an ability to understand complex issues and regulatory requirements and to provide clear and concise point of view in written and verbal communications, including to senior management
- Drive to evaluate opportunities for improvements in process through technology solutions
- Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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