Lead compliance oversight for the Pan European Citco entities. Build stakeholder relationships and manage compliance risks across the organization.
About the role
- Head of Ethics and Conduct Compliance leading compliance initiatives at Vanguard. Ensuring adherence to ethical conduct and regulatory standards while managing a specialized team.
Responsibilities
- Implements and ensures the compliance with Vanguard's global Code of Ethical Conduct
- Develops policies and procedures to ensure compliance with regulatory requirements
- Oversees investigations of alleged violations of Vanguard's ethical standards
- Provides guidance and training as necessary to develop crew
Requirements
- Undergraduate degree or equivalent combination of training and experience
- Graduate degree preferred
- Minimum ten years related work experience, including supervisory experience
- Regulatory, compliance, or auditing experience preferred
Benefits
- Flexible work arrangements
- Professional development
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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