Compliance Manager overseeing compliance controls and advisory for Kepler Cheuvreux in Paris. Responsible for managing non - compliance risks and guiding junior staff while utilizing automation tools.
About the role
- Lead compliance oversight for the Pan European Citco entities. Build stakeholder relationships and manage compliance risks across the organization.
Responsibilities
- Lead compliance and regulatory oversight for the Pan European Citco entities.
- Build and maintain strong, trusted relationships with key stakeholders to support the business on compliance matters.
- Design, implement, and maintain risk‑based compliance plans aligned with regulatory requirements and business objectives.
- Identify, assess, and manage compliance risks.
- Execute compliance monitoring activities including reviews in line with annual monitoring plans.
- Act as a trusted advisor to the business on compliance‑related matters, including AML/KYC, data protection and confidentiality, outsourcing, and corporate governance.
- Draft, maintain, and periodically review compliance policies to ensure clarity and practical application.
Requirements
- You have a Master’s Degree in Business Administration, Accounting, Finance or Economics.
- 5-7 years of Regulatory Compliance experience in Banking, Fund Administration, Trust and/or Corporate Services industry
- Prior experience as a Compliance Officer and as a Money Laundering Reporting Officer, including engaging directly with regulators
- Knowledge of compliance and regulatory matters, especially Know Your Customer (KYC) and Anti-Money Laundering (AML)
- Prior experience in executing regulatory change gap analyses and implementation would be beneficial
- Prior experience in the planning, fieldwork and reporting stages of Compliance Monitoring reviews would be beneficial
- Ability to work independently and in a team environment
- Strong verbal, written and interpersonal skills and the ability to liaise with all levels of management
- Strong knowledge of Microsoft Office
Benefits
- Your well-being is of paramount importance to us, and central to our success. We provide a range of benefits, training and education support, and flexible working arrangements to help you achieve success in your career while balancing personal needs. Ask us about specific benefits in your location. We embrace diversity, prioritizing the hiring of people from diverse backgrounds. Our inclusive culture is a source of pride and strength, fostering innovation and mutual respect Citco welcomes and encourages applications from people with disabilities. Accommodations are available upon request for candidates taking part in all aspects of the selection.
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