Lead compliance oversight for the Pan European Citco entities. Build stakeholder relationships and manage compliance risks across the organization.
About the role
- Compliance Manager overseeing compliance controls and advisory for Kepler Cheuvreux in Paris. Responsible for managing non-compliance risks and guiding junior staff while utilizing automation tools.
Responsibilities
- Client compliance monitoring
- Regulatory compliance
- Market surveillance
- Management of non-compliance risks
- Maintain and update the compliance control program
- Adherence to Group rules and policies
- Regulatory watch and identification of non-compliance risks
- Integrate non-compliance risks into the overall risk map
- Identify key issues
- Support and mentor junior staff
- Provide substantive (in-depth) reviews
- Translate findings into concrete actions
- Use AI and automation tools
- Propose compliance process improvement plans
Requirements
- Degree from a business school or university (business, law, or finance)
- Minimum 8 years’ experience in control functions within an investment firm (AMF supervision)
- At least 4 years in senior-level Compliance roles
- Strong analytical skills
- Good commercial awareness
- Audit experience is a plus
- Awareness of risk, compliance, and control issues
- Excellent communication and reporting skills
- Autonomous, reliable, and highly rigorous
- Ability to learn quickly
- Fluent in French and English
Benefits
- Flexible recruitment process
- Onboarding and support for new hires
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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