Compliance Analyst supporting the development and enhancement of Compliance RCM programs at TD. Focusing on regulatory compliance management initiatives and developing relationships with business units.
Responsibilities
Support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units
Develop in-depth knowledge of regulations and processes pertaining to TECE and Platform businesses
Support the ongoing evolution and execution of the Compliance RCM Program
Establish strong relationships with BU and corporate partners acting as a primary Compliance contact
Keep abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry
Conduct research and develop subject matter expertise related to innovation, top and emerging risks, regulatory trends and industry best practices
Risk-based Compliance oversight of multiple projects at a given time demonstrating superior prioritization and multitasking skills
Requirements
Knowledge of relevant Canadian legislation, regulations and industry standards
Experience in reviewing, assessing and applying regulatory requirements
Ability to work independently, think critically and make decisions
Highly organized and flexible in prioritizing various work demands
Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
Professional experience in a governance-related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
Undergraduate degree
Relevant professional designations and/or certifications as required
Client Representative on Provisioning team for TELUS ensuring seamless security solutions. Collaborating with technicians to provision alarm installations and upgrades.
Trading Support Specialist at Cargill assisting merchants with rail contracts execution and customer service. Coordinating with accounting to ensure timely contract application and resolution of issues.
Customer Care Representative processing calls and managing service tasks for Crown Equipment Corporation. Dispatching technicians and handling service billing in a fast - paced environment.
Customer Care Rep responsible for processing calls and dispatching technicians. Supporting record maintenance and interdepartmental collaboration for Crown Equipment Corporation's customer care operations.
Intermediate Analyst providing resolutions and support for high - profile clients in the financial environment. Managing customer queries and ensuring timely and professional service standards in Turkey.
Customer Service Leader managing pre - and post - contract administration and customer satisfaction across Mexico. Collaborating with teams to oversee contract terms and ensure profitability.
RN Clinical Management Specialist providing clinical support and training to Home Health and Hospice teams. Collaborating with leadership and mentoring staff across multiple regional offices.
On - Site Customer Service Representative in Somerville, MA assisting healthcare customers with inquiries. Delivering high customer service and managing communications effectively.
Customer Service Representative managing customer interactions and administrative tasks for Crash Champions. Ensuring a professional environment and handling a high volume of communication in the automotive service industry.
Customer Experience Agent assisting customers across Europe with their inquiries on vintage items sales. This role manages high volumes of customer communication and resolves complaints empathetically.