Lead the Head of First Line Oversight Programs at Sun Life, overseeing compliance and market conduct in Canadian Retail Advice and Solutions. Shape strategic oversight with a focus on digital transformation and excellence.
Responsibilities
Lead a high-performing team responsible for compliance and market conduct oversight across Canadian Retail Advice and Solutions business
Oversee first-line supervision of advisors across multiple distribution channels
Shape our oversight programs with an advisor- and client-centric lens
Drive digital transformation and grow our culture of excellence across the team
Requirements
University degree with 10+ years of progressive financial services experience
Deep knowledge of securities, mutual funds, and insurance regulations in an OSFI-regulated environment
Proven track record in compliance, market conduct, and/or first-line oversight roles
Canadian Securities Course (CSC) or Canadian Investment Funds Course (CIFC) with corresponding Branch Managers' exam would be a strong asset
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