Senior Risk Manager driving compliance efficiencies and collaboration with Business Units at Fidelity. Leading risk assessments, innovative controls testing, and maintaining key business relationships.
Responsibilities
help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing
personify the Fidelity Leadership Principle 'Thinks and Works across Fidelity' by collaborating with multiple Business Units, Risk, and Compliance groups
maintaining relationships with senior business leaders
leading all aspects of the timely execution of high-quality risk assessments
testing controls, identifying, and mitigating key risks
reporting key performance indicators
driving innovation
Conduct in-depth risk assessments and promote a strong control environment by documenting robust risk and control statements, identifying potential regulatory gaps, and making sound recommendations for improvement
Produce working papers that are thorough and succinctly articulate the results of control testing
Work simultaneously on multiple projects and shift accordingly as priorities change
Builds strong and inclusive working relationships, in person and virtually, with business partners and colleagues
Participate in initiatives to improve existing processes within the Risk team and champion an inclusive team environment
Requirements
Bachelors’ Degree or equivalent with 7+ years of experience in the financial industry
Prior experience in financial services, risk management, audit, or compliance
Deep understanding of regulatory requirements applicable to registered investment advisers and registered investment companies
Understanding of alternative investment products, such as direct lending, crypto, and real estate preferred
Knowledge of investment management practices and strategies, particularly within the alternative or digital assets space a plus
Proven problem solving, analytical, organizational, and project management skills
Demonstrated ability to lead working groups and maintain effective working relationships internally with business partners
Thrive in a dynamic organization where priorities shift to respond to business needs
Advanced skills in Microsoft Office suite of applications, including Visio, Excel, and PowerPoint
You are accountable for delivering high quality results in an accurate and timely manner
You are skilled in documenting and maintaining end-to-end process flows
You are a strategic problem-solver who approaches work with an open mind and sense of creativity by challenging current practices and recommending improvements to mitigate risks and drive positive change
You possess the ability to build strong and expansive working relationships with internal business partners to inspire change, improve the efficiency and effectiveness of risk management processes
You have excellent verbal and written communication skills.
Benefits
comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Systems Project and Compliance Coordinator ensuring robust compliance and effective controls across Finance Systems. Collaborating with IT and business stakeholders on governance and risk management practices.
Financial Analyst at Elara Caring supporting operational and financial reporting for healthcare services. Collaborating with organizational leaders to develop financial plans and identify risks and opportunities.
Provide L2/L3 functional support for Oracle Fusion Financials modules at Jade Global. Analyze and resolve incidents within SLA timelines while coordinating with technical teams.
Finance Operations Officer at TPF handling merchant settlements and reconciliations for payments platform. Support financial operations in a fast - moving fintech environment.
Financial Center Manager overseeing customer relationships and team development within Fifth Third Bank. Involving comprehensive onboarding and a focus on consultative sales processes.
Financial Analyst Senior at USAA conducting complex financial analysis and guiding team on reports. Leading forecasting/planning processes and decision support for business operations.
Vice President leading M&A and capital raising transactions at KeyBanc Capital Markets. Managing client relationships and supporting business development efforts in investment banking.
Paralegal assisting a group of attorneys focusing on consumer/investor protection issues in cryptocurrency. Supporting administrative, investigative, and litigation processes in the Insurance & Financial Services Division.