Operations Trainer enhancing Fraud and Financial Crime capabilities as part of Zopa's team based in Manchester office. Designs and delivers impactful training for Operations staff.
About the role
- AML Compliance Executive responsible for corporate client reviews within a fintech company. Analyzing compliance while collaborating with various stakeholders in a dynamic environment.
Responsibilities
- Conducting periodic and event-driven corporate client reviews, escalating findings to management, and making decisions on low- and medium-risk accounts
- Reviewing and approving changes to client structure, involvement, ownership, and business model, escalating to management where appropriate and recording changes in line with policies and procedures
- Managing account terminations and liaising with other stakeholders across the organisation such as Customer Success, Operations, and Legal
- Approving new users/signatories
- Conducting daily/weekly ongoing monitoring of the existing client base (e.g., PEP/Sanctions/Adverse Media checks, website accessibility) using tools such as Webshield and LexisNexis
- Handling and investigating escalations from other stakeholders such as the Financial Crime Team
- Working in a dynamic, fast-paced environment with industry-leading colleagues, keeping client experience at the forefront of daily work
- Carrying out due diligence on existing corporate clients in accordance with policies and assisting in other compliance tasks
- Proactively identifying and sharing areas for improvement in the due diligence processes and procedures
- Collaborating with the Head of Corporate Due Diligence on compliance improvement projects
Requirements
- Extensive knowledge and experience in conducting corporate client reviews for financial institutions, regulated businesses, CFD brokers, and within iGaming compliance.
- The ability to self-manage, organize competing priorities effectively and meet deadlines
- You enjoy working efficiently in a fast-paced, high-volume environment and thrive when there's ambiguity
- Experience of working in fintech is a must.
- Strong analytical skills, problem-solving ability and attention to detail
- Good inter-personal skills
- Ability to communicate both orally and in writing, and in particular be able to present credibly and professionally to senior management
- Able to build strong relationships with peers and business counterparts
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
Senior Associate, Process Manager designing and maintaining AML training materials for Capital One. Collaborating with stakeholders and subject matter experts on instructional design and learner engagement.
AML Compliance Advisor Manager ensuring corporate initiatives comply with AML laws and regulations. Lead AML risk management functions and provide guidance for compliance initiatives across business lines.
AML Supervisor managing anti - money laundering processes and team operations for Capital One. Collaborating with AML Process Managers and overseeing suspicious activity investigations and workflow.
Senior Associate managing data processes for anti - money laundering at Capital One. Ensuring compliance with regulations and driving operational efficiency through scrutiny and improvement.
CDD/KYC Specialist ensuring compliance and customer due diligence at MKS PAMP. Collaborating with sales and compliance teams to manage risk and customer onboarding processes.
Manager of AML Financial Crime Risk Management developing and maintaining compliance programs. Leading governance activities and enhancing FCRM's risk culture for financial institution.
AML/CFT Risk Manager at PayPay analyzing client risks and ensuring compliance with regulations. Collaborating with internal teams to enhance and implement risk management strategies.
Financial Crime Administrator supporting daily operations of financial crime function at Kroo Bank. Engaging with customers and other institutions to ensure compliance and troubleshoot issues.
Financial Crimes Sanctions Analyst responsible for reviewing transactions and client relationships to ensure compliance with U.S. sanctions laws and regulations. Conducting analysis and collaborating with internal teams for due diligence.