Compliance Manager in an asset management firm, designing and executing compliance monitoring activities. Collaborating with stakeholders and contributing directly to Board reporting and regulatory outcomes.
Responsibilities
Owning, developing, and executing the compliance monitoring plan—including thematic and desk‑based reviews and report production.
Administering and overseeing the provision of compliance training via a third‑party online provider.
Reviewing marketing materials to ensure they meet regulatory and internal standards.
Assisting with MI production for the Board to inform governance and decisions.
Supporting regulatory reporting to ensure accurate, timely submissions.
Updating compliance procedures for the areas within your remit.
Regulatory horizon scanning
Additional tasks as determined by the Head of Compliance
Requirements
You will have around 4+ years’ experience within the Compliance function of an asset management firm.
You will have hands‑on experience in compliance monitoring.
You will bring strong attention to detail and produce accurate work.
You are highly organised and comfortable managing multiple tasks simultaneously.
You communicate clearly and confidently in writing and verbally with stakeholders.
Benefits
25 days of annual leave with the option to buy an extra 5 days each year.
Benefit from enhanced paternity, maternity, and shared parental leave.
Secure your future with our pension scheme.
Advance your career with sponsored learning and development, including formal qualifications.
Private medical insurance as employee wellbeing matters
Stay fit with discounted gym memberships.
Take advantage of the Bike to Work scheme for eco-friendly commuting.
Coordinator for regulatory review assisting with product registration and compliance at e.l.f. Beauty, a leader in clean and cruelty - free cosmetics. Collaboration with cross - functional teams for global product launches.
Junior Compliance Manager supporting the development of a compliance management system at an international financial services company based in Cologne, focusing on digital processes and modern governance tools.
Senior Safety & PV Operations Specialist providing support to Safety and Pharmacovigilance. Identifying and maintaining worldwide regulatory requirements and serving as a subject matter expert in pharmacovigilance.
Quality and Regulatory Affairs Manager developing and supporting quality management systems for medical devices. Engaging in regulatory processes and facilitating innovation in healthcare.
Regulatory Affairs Analyst for Grupo GSH, overseeing compliance with health regulations and documentation processes. Supporting various internal teams and liaising with regulatory bodies.
Pensions Risk and Compliance Manager responsible for ensuring compliance in pension operations at TfL. Handling regulatory and legislative compliance while managing operational risks and quality issues.
Senior Manager leading Mars Snacking North America regulatory efforts for packaging sustainability compliance. Collaborating cross - functionally to develop internal tools and governance frameworks.
Sr. Specialist supporting Mars Snacking North America’s regulatory affairs for sustainability and packaging compliance. Conducting risk assessments and ensuring compliance with labeling laws in multiple states.
Scientific and Regulatory Affairs Manager leading compliance and safety strategies for sustainable packaging at Mars. Collaborating across functions to drive food contact material safety initiatives.
Enterprise Compliance and Operational Risk Manager leading risk management professionals at Regions. Overseeing execution of risk activities and providing strategic guidance to senior leadership.