Audit Specialist conducting risk based audits at RTX Corporation. Engaging in process improvements and presenting insights to senior management while facilitating project management and coaching staff.
DB
Onsite Principal Auditor – Corporate and Investment Banking Operations
Posted 19 hours ago
About the role
- Principal Auditor for Corporate and Investment Banking Operations at Deutsche Bank, leading global audits and ensuring compliance with standards. Supporting audit relationships and driving audit processes across teams in India and the UK.
Responsibilities
- Lead Global and Regulatory audits for CB and IB KYC Operations and deliver them within the stipulated time, in accordance with the audit plan and in accordance with the divisional quality standards.
- Participate and support in the annual risk assessment and audit planning especially with a focus on local regulatory requirements.
- As part of this, you will support the PAM in driving the audit process, identifying and escalating audit issues and subsequent reporting while ensuring that divisional quality standards are adhered to.
- Create an open and inclusive culture in your role, where the audit team members are encouraged to offer and challenge ideas and practices.
- Evaluate the adequacy and effectiveness of internal controls relating to CB and IB KYC Operations managed audits in accordance with Group Audit methodology and the established risk assessment framework.
- Document process flows, identify risks, assess controls and perform audit testing within the audit application; track and validate closure of internal audit issues and regulatory observations within the application.
- Complete all work assignments on a timely basis, including activity assigned on planned audits, ad hoc projects and special investigations.
- Contribute to the continuous monitoring and SME framework, periodic update of auditable area risk assessments and contribute to the annual audit planning process as required.
- Work on ad hoc projects including methodology enhancements and regulatory inquiries.
- Further work on an integrated basis with fellow team members both locally and globally.
- Develop and maintain professional working relationships with colleagues, the business and other Infrastructure support areas as well as work in an integrated manner with fellow team members both locally and globally.
- Develop and maintain KYC and AML knowledge and change in trends due to regulatory changes.
- Stay abreast of developments within the bank and its strategy, business/industry changes and their effect on the team’s audit plan, audit methodology and risk assessments.
Requirements
- Bachelor’s Degree with relevant work experience, ideally in an internal or external audit role.
- KYC, Anti Financial Crime (AFC), Banking & Finance experience is preferred.
- An overall experience of 12+ years is required, ideally coupled with a professional certification (e.g., ACCA, CA, CIA, ACAMS, CFE, etc.).
- Good knowledge of key banking products and/or operations lifecycle (e.g. KYC, Reference Data services) is beneficial.
- The ability to multi-task assignments and prioritize workloads with minimal supervision.
- Excellent communication skills and fluent in English, both written and verbal with the ability to communicate effectively at all levels.
- An ability and willingness to work in a high-pressure environment and deliver under tight deadlines and defined budgets to agreed targets.
- Excellent project management and presentation skills combined with the ability to work in virtual and global teams.
- A firm commitment to maintaining the highest professional and ethical standards, driving integrated working practices.
- Innovative mindset and ability to use AI, develop ideas which can be implemented with a positive impact for the Bank and Group Audit.
- The ability to challenge and be challenged whilst maintaining the highest levels of professionalism.
Benefits
- Best in class leave policy.
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
Job title
Job type
Experience level
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Not specified
Degree requirement
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