Compliance Officer overseeing compliance and risk management within WSFS Bank's Wealth Division. Providing independent oversight and guidance on regulatory compliance and risk assessment.
About the role
- Compliance Associate managing the renewal process of client charitable solicitation registrations. Coordinating filings, monitoring deadlines, and ensuring compliance for nonprofit clients in the United States.
Responsibilities
- Coordinate CSR and renewal processes by accurately completing filings and submitting applications on behalf of clients.
- Monitor annual registration renewals and file for extensions to ensure timely compliance, ensuring steps are executed promptly.
- Track services to ensure accurate client billing and records.
- Interact with clients to gather information relating to registrations and renewal deadlines, send drafts for approval, obtain signatures.
- Communicate with state entities regarding CSRs and renewals.
- Collaborate with team and internal departments to gather essential data and obtain required signatures by deadlines.
Requirements
- 1+ years of experience working in a business office environment.
- 2-year or 4-year degree that includes business training.
- Experience with multi-state regulatory compliance or annual reporting requirements (preferred).
- Familiarity with nonprofit compliance requirements, including Form 990 concepts (preferred).
- Comfort with high-volume, recurring deadline cycles.
Benefits
- Time Off
- 401(k) with company matching
- Voluntary benefits (Vision, Dental, Telemedicine, Accident & Illness Insurance.)
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