GRC Analyst supporting ISO27001 certification preparation at Asiera. Collaborating with technical teams for documentation and compliance.
SG
Hybrid Compliance Sanctions Associate
Posted 3 months ago
About the role
- Compliance Associate managing sanctions risk within Financial Crimes Prevention Unit at SMBC Group. Overseeing processes related to sanctions list management and compliance with regulatory requirements.
Responsibilities
- Primary responsibility for the sanctions list management process in their department reporting into VP.
- Monitors, performs, coordinates, and oversees all aspects with regard to ongoing list updates including OFAC, MOFA, United Nationals Security Council and other internal lists employed at SMBC.
- Ensures all updates are completed in accordance with procedures and within prescribed service level turn-around times.
- Maintains supporting documents for each process step within a list update
- Escalates to, and works, with Head Office to identity and resolve potential source file data quality issues
- Escalates to, and works, with Technology Teams to resolve potential automated process components
- Escalates to, and works, with upper management and across Americas Division to identity and resolve any issues.
- Participates in application testing and implements system upgrades to ensure the integrity of systems and ongoing processes.
- Makes recommendations to improve efficiency and bring automation to additional aspects of the List Management process.
Requirements
- 5 to 7 years of specialized experience in Financial Services Compliance, Payment System or Money Transfer preferred.
- Previous screening experience.
- Experience with Sanctions List Update processes required
- Experience with project and process automation preferred
- Experience with Dow Jones Factiva preferred
- Preferred BA / BS (or equivalent experience)
- CAMS preferred
- Business fluency in English
- Fircosoft preferred (Continuity, Trust, FMM, and Classic).
- SWIFT Preferred
Benefits
- Competitive portfolio of benefits to its employees
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