GRC Analyst supporting ISO27001 certification preparation at Asiera. Collaborating with technical teams for documentation and compliance.
About the role
- Director of Deposit Compliance responsible for leading compliance efforts for deposit products at Northwest Bank. Ensuring adherence to regulations and managing risk assessment processes for effective compliance operations.
Responsibilities
- Lead enterprise-wide compliance efforts for all deposit products and operations, including checking, savings, money market, CDs, and payment services.
- Ensure policies, procedures, and controls meet regulatory expectations and internal standards
- Work closely with the 1LOD (Branch network, Products, Deposit Operations) to ensure compliance enterprise wide
- Assist in the implementation and execution of the Risk and Control Self-Assessment process for deposit compliance
- Partner with business leaders to identify key risks, assess control design and operating effectiveness, and document remediation plans where gaps are identified
- Ensure timely updates and ongoing monitoring of RCSA results
- Monitor regulatory developments impacting deposit operations and ensure timely implementation of necessary policy or process changes
- Provide subject matter expertise to interpret new rules and guidance
- Establish and oversee compliance monitoring and testing plans specific to deposit regulations
- Analyze results, escalate issues, and ensure corrective actions are implemented and tracked to closure
- Assist compliance management in preparing for regulatory compliance examinations and internal audit
- Assist in the development and delivery of training on deposit compliance requirements, including Regulation E, DD, CC, and other applicable rules
- Provide advisory support to business units during product development and process changes
- Prepare regular reporting for senior management and the Board on deposit compliance risks, RCSA results, and program performance metrics
- Support governance committees and risk forums with actionable insights
- Maintain knowledge of Northwest's product offerings and parameters
- Utilize artificial intelligence tools to monitor, analyze, and ensure adherence to deposit-related regulatory requirements, enhancing risk management and operational efficiency
Requirements
- Bachelor's Degree Business related degree or equivalent
- 6 - 8 years Banking experience with a focus in consumer deposits
- Strong Retail Banking background
- Awareness of Retail Lending
- Ability to interpret compliance regulations and apply them to business requirements and workflows
- Ability to coordinate and manage multiple projects
- Ability to prioritize complex workload, motivate staff to excel, and meet project deadlines
- Ability to build rapport and develop strong internal and external partnerships
- CRCM Within 3 years
Benefits
- Health insurance
- Professional development opportunities
- Paid time off
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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