Systems Project and Compliance Coordinator ensuring robust compliance and effective controls across Finance Systems. Collaborating with IT and business stakeholders on governance and risk management practices.
About the role
- Financial Solutions Advisor helping clients achieve financial goals through personalized advice and management. Requires obtaining industry licenses and demonstrating success in relationships.
Responsibilities
- Obtain Securities Industry licenses through dedicated training classes
- Acquire, build, and manage client relationships
- Provide advice and solutions for clients’ financial needs
- Progress into Financial Solutions Advisor Stage II based on demonstrated success
- Collaborate with team members to deliver banking and investment solutions
- Conduct client reviews and presentations
Requirements
- Aptitude in obtaining required industry licenses
- Must be self-disciplined in managing time and capacity
- Experience in cultivating client relationships, accessing needs and recommending solutions
- Success creating strong peer relationships through effective communication and collaboration
- Demonstrates a results-driven mindset while prioritizing client’s interest in a complex, fast-paced environment
- Executes multiple tasks simultaneously
- Learns and adapts to new technology or applications
- Currently holds FINRA Securities Industry Essentials (SIE)
- Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience
Benefits
- Competitive benefits to support physical, emotional, and financial wellness
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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