Director of Compliance managing Regulatory Compliance team at Intact Financial Corporation. Leading regulatory compliance, risk management, and team development with high - performing professionals.
About the role
- Business Compliance Officer supporting Front Office on regulatory compliance at innovative Blockchain Banking firm. Involve in transaction monitoring and onboarding processes with dynamic team.
Responsibilities
- Support and advise the Front Office on compliance with due diligence obligations in all customer interactions
- Review of new business relationship openings (particularly account openings for FIs and VASPs/CASPs)
- Review of business profiles as well as verification and plausibility checks of Source of Funds (SoF) and Source of Wealth (SoW) in accordance with SPG
- Transaction monitoring as well as review of incoming and outgoing transfers of securities and virtual assets, including chain analysis
- Validation of self-classification (AIA and FATCA)
- Support in identifying and implementing change processes to optimize customer onboarding and customer review processes
Requirements
- Completed banking apprenticeship and/or higher education with a focus on Finance/Legal/Compliance, or equivalent qualification
- Experience in compliance at a bank or regulatory authority
- Quick comprehension and strong systematic and analytical skills
- Team player with strong communication skills
- Good knowledge of current regulations: SPG, AML, FATCA and AIA
- Very good German and good English skills (level B1/B2)
Benefits
- Short decision-making paths
- Focus on health and work-life balance
- On-site fitness facilities
- Modern workspaces
- Young and dynamic teams
- Flexible working arrangements to suit you
- Additional days off
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance Specialist II supporting compliance management through research, training, and internal assessments for regulatory adherence. Collaborating on policies and procedures for quality compliant culture.
Compliance Specialist assisting in the CRA program implementation for Simmons Bank. Analyzing loans, preparing assessments, and collaborating with various departments.
Associate Business Compliance Specialist providing compliance advice and managing administrative processes for American Family Life Insurance Company in a hybrid work environment.
Governance, Risk & Compliance Expert leading and enhancing enterprise GRC programs for a global tech team. Requires extensive experience with GRC tools and compliance frameworks.
Compliance Manager overseeing regulatory and operational risk/compliance initiatives for Mortgage Originations at M&T Bank. Leading a team and managing relationships with internal and external stakeholders.
Compliance & Quality Manager shaping Liberty Blume’s ISO compliance framework. Leading ISO certification activities and ensuring business - wide compliance in a dynamic environment.
Clinical Compliance Specialist overseeing pharmacy compliance and inventory management while supporting regulatory compliance and quality assurance in a clinical setting.
Director managing utility risks and regulatory engagement at Walmart. Leading initiatives for affordable, reliable, and clean energy systems through strategic leadership and collaborative efforts.
Data Privacy and Compliance Intern supporting privacy and security compliance efforts at TechSmith Corporation. Collaborating with cross - functional teams on documentation and compliance tasks in a hybrid environment.