Sr. Analyst, Operational Risk managing risk policy and technology integration at Axos. Collaborating with teams to enhance risk management systems and reporting solutions.
Responsibilities
Implementing operational risk policy and procedures in line with regulatory and market changes
Work closely with risk leadership to develop and drive an integrated strategy of the use of technology to support comprehensive risk management for Axos
Provide technical expertise while collaborating with technology partners on the development of risk management systems and reporting solutions
Develop requirements for risk management systems
Develop data bases use and development strategy as we enhance our trending and reporting
Prepare and maintain risk management documentation, risk policies and risk reports
Tracking of KRI’s and controls monitoring and execute against an assessment program
Provide timely analysis and reporting of operational risk issues and decisions to managers
Work closely with our custody and clearing teams as a key point for vetting of new business opportunities
Own the ongoing review of custody clients currently on our platform
Requirements
Bachelors degree required
Experience developing clear, detailed requirements documentation for technology builds
Strong proficiency with data bases and reporting tools including Tableau
1 - 5 years of experience within the Financial Services or Brokerage Industry
1- 5 years of experience in Risk Management within the Financial Services or Brokerage Industry
Benefits
Medical, Dental, Vision, and Life Insurance
Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year)
HSA or FSA account and other voluntary benefits
401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading
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