Regulatory Compliance Manager overseeing compliance matters for a leading international financial institution. Ensuring alignment with regulatory requirements across corporate and investment banking businesses in an international environment.
About the role
- Senior Agency Compliance Officer managing compliance programs and training initiatives in the insurance industry. Overseeing audits, operational support, and ensuring regulatory alignment.
Responsibilities
- Develop and manage a company-wide compliance program in accordance with state and federal regulations
- Identify, assess, and communicate compliance risks; advise leadership on mitigation strategies
- Conduct audits and investigations; recommend and implement corrective actions
- Maintain and revise the company’s compliance manual and code of conduct as needed
- Design and lead compliance and ethics training for employees, agents, and contractors
- Ensure all staff are knowledgeable of applicable laws and internal policies
- Manage compliance-related agency functions such as licensing, appointments, audits, commission processing, reporting, and issue resolution
- Support agent and client inquiries across multiple communication channels
- Collaborate with internal departments and vendors to resolve policy, commission, and system issues
- Report to and collaborate with the compliance committee, executive leadership, and board of directors
- Track compliance incidents and outcomes; prepare and present routine reports
- Ensure contracts and business documents contain appropriate compliance language
- Promote a strong culture of compliance, ethics, and transparency
Requirements
- 3–5 years of insurance carrier or agency experience in a compliance-related role
- In-depth knowledge of insurance compliance, regulatory frameworks, and ethical standards
- Florida Insurance Licenses Required (active and in good standing)
- 2-15 License – Health, Life, & Variable Annuities
- 2-20 License – General Lines
- Bachelor’s degree preferred
- Proficient in Microsoft Office, IVANS, and agency or policy management systems
Benefits
- Remote-first, team-oriented culture
- Help shape products that use AI to solve real enterprise pain
- Great flexibility, meaningful work, and room to grow
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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