Director of Anti - Money Laundering investigations at Fidelity, leading a team to handle financial crimes compliance and regulatory requirements.
SG
Hybrid KYC Quality Control Associate
Posted 5 months ago
About the role
- KYC Quality Control Associate ensuring compliance with AML regulations in SMBC's operations. Involves onboarding and quality control of customer information to maintain data integrity in accordance with internal policies.
Responsibilities
- Ensures operational efficiencies and customer data integrity in accordance with internal policies and procedures of SMBC
- Performs new customer on boarding, account opening, account updates and static data maintenance
- Provides quality control of KYC (Know Your Customer) and CIP customer information
- Ensures adherence to the SMBC KYC Program
- Conducts background checks (i.e., OFAC, politically exposed persons, 311 and adverse information checks)
- Troubleshoots routine and complex issues with KYC/CIP system and various subsystems to resolution
Requirements
- Very strong technical knowledge of AML, Bank Secrecy Act, Foreign Asset Control
- Very strong level knowledge of KYC (Know Your Customer) process and regulations
- Strong knowledge of banking policies, statutory and compliance regulations
- Strong knowledge of market practices related to compliance operations
- Good judgement, sense of urgency and accountability; time-management skills; critical thinking skills
- Ability to supervise and train others
- Ability to execute in a high pressure environment
- Good interpersonal skills
- Strong written and verbal communication skills
Benefits
- Competitive portfolio of benefits to employees
- Annual discretionary incentive award
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