Senior Analyst, Regulatory Affairs responsible for regulatory strategy and compliance within AES. Collaborating with various stakeholders to ensure RTO/ISO compliance and market strategies.
About the role
- Compliance Manager responsible for implementing Sustainalytics’ Compliance Program and reporting on EU regulatory adherence. Collaborating with global compliance teams and providing ongoing assurance of company policies and procedures.
Responsibilities
- Manage the preparation for, and conduct of, regulatory examinations
- Draft any compliance reports required by European regulatory authorities
- Report on existing and emerging compliance issues and risks to the CCO
- Foster, and maintain, a good working relationship with ESMA, compliance colleagues, members of other internal control functions and business management
- Support the CCO to implement compliance component on development of new business processes, and on changes to current business processes arising from changes to European regulations
- Assist the CCO in overseeing compliance program to ensure alignment with European regulatory frameworks and provide ongoing assurance of adherence to Sustainalytics’ policies and procedures
- Provide advice and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews
- Enhance standard procedures for the intake (including for anonymous reporting and complaints from third parties), investigation, escalation and reporting of potential compliance related incidents relating to Sustainalytics to ensure that they are appropriately and consistently evaluated, investigated and resolved
- Maintain records of any violation reports received, including details of any actions taken
- Contribute to ongoing development of Compliance team by sharing best practices, knowledge, expertise and lessons learned on a regular basis
- Assist with the development, maintenance and delivery of compliance materials and training
- Assist with the continuous improvement of global compliance programs
- Maintain compliance files and records
- Implement and maintain policies and procedures for the general operation of the global compliance program within Sustainalytics.
Requirements
- Significant experience (around 6 years or more) in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting or Legal professions
- Experience interacting with and responding to regulatory inquiries, ideally with EU regulatory bodies
- Experience in designing and implementing compliance / regulatory policies and procedures
- Experience managing compliance teams
- Advanced communication skills (verbal and written) to report regulatory compliance information
- Strong analytical and investigative skills and sound judgment
- Understanding/experience of ESG risk rating business would be an advantage
- A degree, especially in law or similar discipline is a plus
Benefits
- hybrid work environment
- opportunity to collaborate in-person
- range of other benefits available to enhance flexibility as needs change
- tools and resources to engage meaningfully with global colleagues
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Join LegalVision as a motivated lawyer (2 - 4 PQE) in the Commercial and Regulatory Practice. Work with NDIS providers and healthcare organizations to navigate complex regulatory requirements.
Director managing IT security strategies and policies for Abbott. Overseeing IT security functions and implementation of company - wide policies in a healthcare leadership role.
Join Rockwell Automation as an Analyst ensuring import/export compliance. Focus on regulations, documentation, and shipment monitoring in a hybrid environment.
Analista de Assuntos Regulatórios supporting regulatory strategies for multinational pharmaceutical company. Involves management of drug registration processes and performance monitoring in São Paulo.
Compliance Specialist working at Freetrade to help meet regulatory requirements and support product development. Engaging with teams across the business and delivering training and reporting solutions.
Manager of Regulatory Affairs & Public Policy at Rowan Digital Infrastructure shaping communications and strategies. Leading advocacy in the evolving regulatory landscape for data centers.
Compliance Specialist supporting various Compliance initiatives and ensuring regulatory adherence in healthcare. Reporting to the Compliance Manager and collaborating with internal departments on compliance - related projects.
Air Compliance Manager developing safety programs and conducting risk assessments at a global logistics leader. Ensuring compliance with regulations and maintaining staff certifications.
Senior Consultant in Cybersecurity advising clients on EU cyber and digital compliance requirements. Collaborating with a team of experts to implement regulatory frameworks and solutions.