Compliance Manager overseeing JCI’s anti - corruption program in India. Collaborating with regional compliance and legal teams to resolve compliance issues and train personnel.
About the role
- Risk & Compliance Manager ensuring compliance for the world's largest financial analysis platform, overseeing regulations and internal policies while leading risk assessments.
Responsibilities
- Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)
- Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2, MiCA, PSD2, ESMA and SEC guidelines)
- Oversee KYC/KYB checks for affiliate and broker onboarding
- Maintain a risk-based country and partner acceptance matrix
- Liaise with regulators or external auditors where necessary
- Provide internal compliance training and awareness programs
- Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities
- Maintain a live register of approved brokers and their licensing/authorisation status
- Monitor regulatory changes impacting broker operations across key jurisdictions
- Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes
- Maintain working knowledge of financial and crypto-specific regulations and regulators, including: UK: FCA, EU: ESMA, EBA, MiCA, DORA, US: SEC, CFTC, FinCEN, OFAC, Global: IOSCO, FATF, MAS, ASIC
- Lead risk assessments and maintain the company’s risk register
- Design and monitor mitigation strategies for operational, regulatory, and reputational risk
- Support business continuity and incident response planning
- Conduct internal audits of risk controls and policies
- Maintain a compliance calendar and ensure adherence to deadlines
- Prepare periodic reports for senior leadership on risk posture and compliance issues
- Escalate significant compliance failures or red flags
Requirements
- Minimum 5–7 years’ experience in compliance, risk management, or internal audit (preferably in fintech, SaaS, crypto, or regulated financial services sectors)
- Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2, MiCA, PSD2)
- Proven experience in broker oversight, licensing due diligence, and regulatory monitoring
- Familiarity with financial and crypto services regulators across multiple jurisdictions (as listed above)
- Strong understanding of crypto-specific compliance obligations, including MiCA, FATF Travel Rule, Virtual Asset Service Provider (VASP) regimes, and related regulatory guidance
- Experience in building compliance frameworks from scratch and establishing governance structures
- Strong analytical, communication, and stakeholder management skills
- Professional certifications preferred but not necessary (e.g., ICA, ACAMS, CCEP, CRISC, CFA Institute Certificate in ESG Investing, ACFCS)
Benefits
- Flexible working hours and a hybrid work format
- Well-equipped offices for focused and collaborative work
- A global, distributed team of 500+ professionals
- Learning, mentorship, and long-term career growth
- Relocation support and private health insurance
- Performance-based bonuses
- TradingView Premium access
- Regular team events and company-wide meetups
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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