Manager for Portfolio Compliance overseeing investment compliance and regulatory guidance in New York at AustralianSuper. Leading compliance monitoring and governance for investment activities.
About the role
- Senior Compliance Manager at TD Bank managing compliance oversight and guiding regulatory controls. Leading key projects in compliance programs with a focus on risk mitigation and strategic direction.
Responsibilities
- Provide advice, support and objective guidance on development and maintenance of Compliance programs
- Manage oversight of US Corporate Functions
- Lead important projects that assist the team in their Compliance Management System programs
- Conduct meaningful analysis at functional or enterprise level
- Maintain oversight of all functions related to management reporting and analysis
Requirements
- Undergraduate degree or equivalent work experience
- 10+ years of experience
- Knowledge and experience within bank compliance or bank audit
- Knowledge of current and emerging trends, including regulatory expectations for effective compliance management systems
- Experience leading bank compliance-related projects with multiple stakeholders and strict deadlines
- Ability to research and summarize relevant regulatory expectations
- Skill in using computer applications including MS Office and advanced analytical software tools
Benefits
- Health and well-being benefits
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Career development opportunities
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