Director of Compliance at Norm Ai overseeing legal, ethical, regulatory, and data compliance programs. Building a culture of compliance and advising leadership on legal risks in a fast-growing environment.
Responsibilities
Design, build, and lead the company’s legal, ethical, regulatory, and data compliance program
Oversee behavioral compliance, professional responsibility obligations, privacy and data governance, and regulatory compliance
Uphold and operationalize legal and ethical obligations
Own the company-wide ethical compliance program
Advise leadership on legal and regulatory risk
Own the data governance and classification policy
Ensure compliance with privacy and data protection laws
Build and sustain a culture of compliance, accountability, and ethical decision-making
Develop and deliver training, communications, and guidance
Partner closely with the Security team to translate regulatory, legal, and data governance requirements
Serve as primary liaison to internal and external counsel on compliance matters
Requirements
J.D. from recognized law school
8+ years of experience in regulatory, legal, or compliance leadership roles within financial services, insurance, legal services, or a similarly regulated industry
Deep experience in professional responsibility, ethical compliance, insider trading/MNPI governance, privacy law, and data governance
Experience defining and governing data classification and handling requirements from a policy and legal perspective
Demonstrated ability to operationalize compliance requirements into policies, governance frameworks, and organizational processes
Proven experience conducting compliance investigations and remediation efforts
Excellent communication skills, including advising senior leadership and working cross-functionally with both technical and non-technical teams
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