Compliance Quality Assurance Manager ensuring compliance risk management at TD Bank. Leading independent reviews and providing strategic guidance for compliance structures and processes.
Responsibilities
Execute independent quality assurance of compliance risk through reviews
Assess compliance with established policies, standards and procedures
Provide strategic guidance that reshapes Compliance's structures and processes
Enhance operational performance and ensure adherence to internal policies
Requirements
Undergraduate degree or equivalent work experience
7+ years of experience
CPA, CIA, CFE, CRCM or equivalent a plus
8+ years of internal audit, testing and/or quality assurance experience
Knowledge of financial institution laws/regulations
Expertise in advisory of policy, change management, project management and operations
Proficient in MS Office suite, with a focus on Excel and PowerPoint
Benefits
health and well-being benefits
savings and retirement programs
paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
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