Risk Analyst supporting portfolio funding strategies through investment strategy and risk management. Collaborating across various departments to optimize portfolio performance and monitor compliance.
About the role
- Conduct Risk Officer supporting compliance and advisory services for personal trading policies at State Street. Ensuring accurate transaction processing and management reporting in a hybrid role.
Responsibilities
- Maintenance of employee-facing resources related to personal trading policies
- Conduct quality assurance of transaction alerts
- Managing escalated policy questions
- Develop a strong understanding of State Street’s instance of Star Compliance, State Street’s Standard of Conduct, State Street Global Advisors Code of Ethics, Global Personal Investment Policy, and other Conduct related policies and requirements
- Ensure accurate processing of employee transactions (such as review of personal trading transaction alerts, review of employee requests, administration of the systems etc.) in accordance with standard operating procedures
- Assist State Street employees, including management, with questions related to Conduct Risk Management matters
- Support production of management reporting, including but not limited to data collection, qualitative and / or quantitative analysis, formatting, and quality assurance
- Proactively interact with and coordinate with global Conduct Risk team members in global locations for policy administration
- Perform ad-hoc projects and requests
- Cultivate effective relationships with internal business partners in multiple regions and business lines to successfully achieve organizational goals
Requirements
- 3-4 years’ of experience in Conduct Risk
- Experience in reviewing employee policy breaches - beneficial
- Experience with StarCompliance - beneficial
- The ability to speak and understand German or Italian would be preferred
Benefits
- Permanent contract from day one
- Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)
- Gold Medical Package for employees and their families (partner and children)
- Premium life insurance package and private pension plan
- Wide range of soft skills training, technical workshops, language classes and development programs
- Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice
- Variety of well-being programs
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