Regulatory Compliance Manager overseeing compliance matters for a leading international financial institution. Ensuring alignment with regulatory requirements across corporate and investment banking businesses in an international environment.
About the role
- Compliance Officer at Baker Tilly Staples Rodway, supporting compliance processes with key regulatory and professional standards. Seeking detail-oriented candidates in a hybrid work environment.
Responsibilities
- support the firm’s compliance processes with key regulatory and professional standards, including AML/CFT, Companies Office administration, privacy, and independence requirements
- hands-on role suited perfectly to someone who enjoys working with detail, process improvement, and regulatory requirements
Requirements
- Experience in a compliance, company administration, legal or professional services environment
- Knowledge of AML/CFT and Companies Office requirements
- Strong attention to detail and organisational skills
- Excellent written and verbal communication skills
- Systems thinking and process improvement mindset
- Ability to manage deadlines and prioritise
- High integrity and discretion when handling sensitive information.
Benefits
- Variety – Enjoy a broad role covering company administration, compliance monitoring, record-keeping and process improvement, with exposure across the whole firm.
- Workplace Culture – Our staff quickly become part of the Baker Tilly Staples Rodway team with multiple opportunities to get involved in events, social activities, diversity and inclusion initiatives, and volunteer days to build networks and be a part of something that matters to you.
- Global Reach – Be part of a respected international network, offering opportunities to connect with colleagues across member firms and broaden your professional perspective.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Investigator managing compliance with Oregon’s Government Ethics laws for the Oregon Government Ethics Commission. Conducting investigations, drafting reports, and providing legal advice to public officials.
Compliance Manager overseeing regulatory audits and compliance projects at Elevance Health. Ensuring adherence to regulations and managing audits while collaborating with various stakeholders.
Senior Manager guiding compliance for CVS Health's regulatory inquiries. Leading market conduct exams and driving action plans across the organization.
Trade Compliance Manager managing compliance for Teledyne MEMS. Responsible for adherence to Canadian and U.S. trade laws with hybrid work schedule.
Director of Compliance Operations ensuring AltaLink's compliance with Alberta standards and regulations. Leading a team to manage corporate compliance activities effectively.
IT Risk and Compliance Senior Specialist at GDIT managing security for cloud and on - premises systems. Collaborating with stakeholders and developing security documentation while ensuring compliance with regulations.
Manager for Portfolio Compliance overseeing investment compliance and regulatory guidance in New York at AustralianSuper. Leading compliance monitoring and governance for investment activities.
Export Compliance Manager overseeing export compliance programs and processes. Ensuring alignment with global regulatory requirements while partnering with leadership to minimize risks in international trade.
Maintenance Programs Compliance Specialist managing compliance of maintenance programs and changes for Frontier Airlines. Responsible for auditing and oversight of regulatory adherence and program revisions.