CO
Investigator supporting Anti - Money Laundering processes at Capital One. Review alerts, conduct research, and document results to ensure compliance with regulations.
About the role
- Manager overseeing financial crimes oversight testing for US AML controls. Engaging in testing, reporting, and relationship management within risk management frameworks.
Responsibilities
- Conduct financial crimes oversight testing on US business units’ AML controls
- Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time
- Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders
- Formally log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner
- Provide management reporting and escalation on results of oversight testing
- Support the identification of areas of enhancement and efficiency in the testing program
- Assist with the execution of strategic changes in the AML Oversight Testing Program as required
- Establish, develop, and maintain strong relationships with internal and external partners
Requirements
- Must have 3-5 years of experience in AML, 2nd line, or audit control testing function
- Experience as an AML SME within an Audit/Testing Function
- Experience in planning and executing complex AML/Compliance testing programs
- Strong understanding of the U.S. AML regulatory landscape
- Very Strong analytical skills, written and oral communication skills, and business writing experience
- Understanding of basic data analytic concepts and tools and a desire to learn advanced data analytics skills
- In-depth knowledge of major financial institutions products and services (Capital Markets, Wealth Management, Banking)
- Nice to Have Certified Anti-Money Laundering Specialist (CAMS)
- Certified Internal Auditor (CIA)
- Certified Financial Crimes Specialist (ACFS)
Benefits
- A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
AML Senior Analyst gathering and analyzing documentation for KYC profiles at PwC Financial Crime Unit. Evaluating AML risk ratings and supporting junior staff in project environments.
KYC & Onboarding Analyst supporting customers during the registration and verification process at Play North. Reviewing documents, assisting with issues, and contributing to the KYC lifecycle.
AML Analyst supporting financial institutions in preventing financial crimes. Responsibilities include research, documentation analysis, and compliance with policies in Poland and abroad.
AML Analyst in PwC's Financial Crime Unit supporting Brazilian Portuguese clients with compliance. Engaging in research and analysis pertaining to financial crime and regulations.
Global Financial Crime Modernization Lead driving financial crime systems modernization at Manulife. Requires extensive experience in compliance and technology transformation roles.
AML Monitoring Officer specializing in transaction monitoring and alert handling at financial institution. Ensuring compliance and collaborating with external AML vendors in Limassol, Cyprus.
Senior Manager leading financial crimes model validation at RBC. Collaborating to validate machine learning models and enhance detection capabilities against financial crimes.
AML Analyst monitoring clients' transactions for fraud and compliance at embedded banking specialist Swan. Joining a collaborative team to enhance risk management and compliance processes.
AMLA Consultant supporting regulatory workstream in investment bank. Advising on compliance and implementing AMLA requirements across business processes.