Head of Legal managing regulatory engagement and responses for Netwealth's compliance. Leading legal advisory on complex matters while supporting executives and teams.
Responsibilities
Managing Netwealth's regulatory engagement and response activities.
Coordinating and delivering high-quality, timely and accurate responses to regulatory requests, investigations and reviews.
Providing clear, pragmatic advice to senior leaders and Boards.
Leading the Group's legal response to regulatory requests, investigations and formal engagement with ASIC, APRA and other regulators.
Managing complex, time-critical matters involving document production, written submissions and stakeholder coordination.
Acting as a senior legal adviser to executives and Boards on regulatory risk, investigations and resolution strategies.
Overseeing litigation and dispute resolution matters, including engagement with external counsel.
Partnering closely with the General Manager, Legal to uplift processes, capability and ways of working across the function.
Requirements
You are a senior lawyer with strong regulatory and litigation experience who thrives in complex, high-profile environments.
Deep experience responding to regulator requests and investigations, either from private practice, or in-house roles.
Understand what it takes to manage these processes effectively, from evidence gathering and analysis through to clear, defensible written responses.
Comfortable operating as the lead lawyer on significant matters.
Practical and hands-on leadership style. Mentoring and supporting others while staying connected to the work and pride in high-quality outcomes.
Benefits
Family-friendly support: Paid parental leave and a fully funded school holiday program
Wellness perks: CU Health (virtual healthcare), income protection, flu shots, wellness weeks, retail discounts and financial wellbeing services
A vibrant culture: social events, trivia nights, and corporate sports
Employee Resource Groups: LGBTQIA+, DAWN (Development and Accelerating Women at Netwealth), Culture Group and Carers Group
Community Impact: Paid volunteering and our Netwealth Impact Group
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