Senior Analyst, Regulatory Affairs responsible for regulatory strategy and compliance within AES. Collaborating with various stakeholders to ensure RTO/ISO compliance and market strategies.
About the role
- Lead, Insurance Product Compliance offering guidance on compliance risks and solutions for insurance underwriting. Collaborate with stakeholders and perform data analysis to recommend compliance actions.
Responsibilities
- Provide new business/underwriting guidance on compliance risks and solutions
- Consult on financial underwriting standards and individual underwriting case decisions
- Collaborate with various stakeholders to identify potential compliance risks from product design
- Perform data analysis of sales trends to identify compliance risks and recommend actions
- Develop and update programs to ensure compliance with applicable laws and regulations
- Work independently on complex projects related to new products, services, and platforms
Requirements
- Bachelor’s degree
- 10+ years of compliance (or related) experience
- 5+ years’ experience with relevant insurance regulatory compliance programs
- Ability to work independently
- Experience with various standards of conduct regimes including DOL fiduciary, NY Reg 187, and NAIC Suitability in Annuity Transactions Model Regulation
- Advanced Degree (e.g. JD) and 15+ years experience preferred
- Exceptionally strong business acumen
- Strong analytical abilities that can assess both risks and the effectiveness of compliance controls
Benefits
- Competitive salaries
- Incentive and bonus opportunities
- Comprehensive benefits offerings
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