Senior Analyst, Regulatory Affairs responsible for regulatory strategy and compliance within AES. Collaborating with various stakeholders to ensure RTO/ISO compliance and market strategies.
About the role
- Treasury Specialist role ensuring compliance in Treasury Operations at Manulife. Focusing on payment fraud monitoring and supporting AML/ATF compliance, while managing operational risks.
Responsibilities
- Monitor and mitigate payment fraud risks by executing routine fraud detection activities, escalating suspicious transactions, and supporting fraud prevention initiatives.
- Support AML/ATF compliance through periodic scanning, reporting, and coordination with internal compliance officers to address gaps and ensure adherence to regulatory requirements.
- Ensure privacy and operational risk management (ORM) compliance by maintaining procedures, conducting reviews, and supporting audits for Treasury Operations.
- Maintain records management standards by ensuring Treasury documentation complies with Company retention policies and regulatory guidelines.
- Track and monitor compliance issues and CAPS (Corrective Action Plans), ensuring timely resolution and reporting progress to management.
- Collaborate on compliance-related projects and process improvements to strengthen controls, enhance efficiency, and align with evolving regulatory standards.
Requirements
- Bachelor’s degree in Finance, Business Administration, Commerce or related field is strongly preferred
- 5-7 years of experience in the financial services or treasury operations with a focus on compliance and risk management
- Strong knowledge of AML/ATF regulations, privacy requirements and operational risk frameworks
- Understanding of records retention policies and document control standards
- Skilled in tracking compliance issues, managing CAPS, and reporting progress
- Strong critical thinking, analytical, problem-solving and stakeholder engagement skills
- Ability to manage multiple priorities in a fast-paced environment and work collaboratively with stakeholders
- Comfort with technology and willingness to adopt automation tools for compliance and monitoring
- Proactive in identifying opportunities for continuous process improvement & bringing forward ideas to enhance efficiency & strengthen controls
- CTP (Certified Treasury Professional) for treasury expertise preferred
- CAMS (Certified Anti-Money Laundering Specialist) for AML/ATF compliance preferred
- CRMP (Certified Risk Management Professional) or ORM certifications for operational risk management preferred
Benefits
- Health insurance
- Dental
- Mental health programs
- Vision insurance
- Short- and long-term disability insurance
- Life and AD&D insurance coverage
- Adoption/surrogacy benefits
- Wellness benefits
- Employee/family assistance plans
- Retirement savings plans
- Pension and global share ownership plan with employer matching contributions
- Financial education and counseling resources
- Generous paid time off program including holidays, vacation, personal, and sick days
- Statutory leaves of absence
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