Regulatory Compliance Manager overseeing compliance matters for a leading international financial institution. Ensuring alignment with regulatory requirements across corporate and investment banking businesses in an international environment.
About the role
- Regulatory Analyst III conducting complex financial and operational analysis for Liberty’s West Region Utilities. Preparing state and federal regulatory filings and ensuring compliance with standards.
Responsibilities
- Review and utilize the accounting records, operational data and financial records of the utility to complete various regulatory filings
- Work closely with Rates and Regulatory team members on various filings which include the preparation of supporting financial schedules and all supporting documentation. Plan and advise on the preparation and recording of rate case adjustments in conjunction with the Accounting and Budget department.
- Participate and prepare written regulatory filing activities such as providing support to expert witnesses and drafting testimony
- As designated, take responsibility for responding to data requests/requests for information from the various utility commissions along with requests from other stakeholders.
- Maintain an ongoing data base of compliance requirements. Review final commission decisions to identify new and ongoing compliance requirements which are being imposed on the regulated entity.
- Prepare compliance filings to ensure accuracy and timeliness with filing deadlines as required.
- Establishes and maintains productive relationships with regulatory authorities.
- Develop strategy to maximize rate recovery of prudently incurred capital and operating expenses Conduct analysis to advice company’s management on emerging regulations and developments in industry.
- Review and interpret new and pending local laws and regulations, which potentially affect the organization's business practices, and coordinates the development or revision of policies, procedures, contracts, and agreements to ensure compliance.
- Monitor industry information regarding federal, state and applicable laws and regulations as they relate to filing requirements for regulated utilities. Update key management on regulatory changes, developments, and implications of new requirements on functional areas.
Requirements
- Degree in Accounting, Audit, Finance, Accounting, Economics, Statistics, Audit, Data Analytics or related field
- 5+ years in a highly analytical role, preferably in a regulated environment
- Skilled knowledge and understanding of the regulatory environment
- Knowledge of local state commission regulations and filing requirements
- Ability to analyze, interpret and report complex information
- Ability to learn new processes and create procedures to implement the process
- Detail-oriented and highly proficient in Microsoft Office, particularly in MS Excel
- Strong business insight with proven ability to develop strategic solutions to sophisticated problems
- Ability to work under time constraints with firm deadlines
- Demonstrates a high level of initiative.
- Astute in carrying out assignments without direction
- Dynamic team player that also works well independently
- Demonstration of being a standout colleague who can think creatively.
Benefits
- Company funded Pension program
- 401k with Company match
- Full insurance benefits (health/dental/vision/life)
- Collaborative environment with a genuine flexible working policy
- Share purchase/match plan
- Defined Contribution savings plan
- Top Talent Program
- Volunteer paid days off
- Employee Assistance Program
- Achievement fund
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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