TMS Compliance Lead Analyst conducting Transaction Monitoring investigations within Coinbase compliance team. Ensuring adherence to AML requirements and documenting investigative outcomes.
About the role
- Analyst helping clients set up compliance solutions and navigate financial regulations. Manage client portfolios and undertake compliance reviews within SFC regulated environments.
Responsibilities
- Managing a portfolio of clients regulated by the SFC and other global regulators
- Drafting compliance manuals and other compliance documentation for clients
- Establishing and maintaining the compliance infrastructure for clients
- Undertaking periodic compliance monitoring reviews at client premises
- Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
- Execute audit procedures to assess, design and operating effectiveness of internal controls
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
- Drafting and/or reviewing regulatory reports and returns
Requirements
- Proven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice
- Good understanding of the financial services industry i.e. asset management and broking sectors
- Strong English oral and written communication skills
- Risk tolerant and comfortable in a rapidly changing environment
- Legal or audit background would be useful
- Excellent written and verbal communication skills that help represent diverse communities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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