TMS Compliance Lead Analyst conducting Transaction Monitoring investigations within Coinbase compliance team. Ensuring adherence to AML requirements and documenting investigative outcomes.
About the role
- Quality Analyst ensuring quality of Client or Third-Party Risk Assessments in Birmingham. Identifying improvement opportunities, maintaining high standards, and promoting excellence in quality.
Responsibilities
- Complete quality checks on critical processes, providing constructive feedback on findings and recommending any corrective action
- To always remain independent and fair whilst applying a level of pragmatism and judgement when carrying out any quality checks
- Liaise with management to provide positive feedback and help identify through quality checking activity any potential larger risks or trends
- Provide team support including holiday cover and act as an escalation point for any complex queries
- Develop awareness/familiarity of the relevant firm's compliance policies, independence rules and systems that support the procedures
- Ad hoc involvement in Group Corporate Services wide projects as required
Requirements
- Experience of working within quality control and assurance
- Subject matter experience working with and applying AML/KYC policies and procedures including production of Client or Third-Party Risk Assessments
- AML knowledge, application of Customer Due Diligence as well as application and interpretation of AML SOPs and policy is essential
- Have a strong track record of identifying issues/errors and recommending improvements where appropriate
- A pragmatic and logical approach to analysis and problem solving, ability to take decisions based on facts and circumstances applying principles learned
- Excellent communication and interpersonal skills
- Ability to work independently and as part of a team
- Strong attention to detail and commitment to quality
- Ability to manage deadlines effectively
- Confident and articulate communicator, both written and verbal
- Strong proficiency in Microsoft Office Suite (CoPilot, Excel, PowerPoint and Word)
Benefits
- Hybrid working with a minimum of 2 days in the office a week
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
HSE & Quality Compliance Specialist at Blue Spark supporting compliance with health, safety, environmental, and quality standards. Leading QHSE programs and ensuring regulatory adherence.
Head of MLRO providing compliance advice and oversight in a fintech company. Managing AML functions and developing regulatory compliance roadmaps for EveryPay in Greece.
IT Compliance Analyst at Rentokil Initial responsible for compliance activities and collaborating with IT teams. Track compliance, identify gaps, and improve processes as needed.
Compliance Officer ensuring company's compliance with legal regulations in a financial institution. Collaborating with legal teams and supervising internal compliance standards.
Senior Associate role at PwC focused on compliance and risk management for clients. Responsibilities include due diligence, documentation, and effective client communication.
Compliance Manager at Rabobank, overseeing compliance frameworks and guiding business units in financial services. Strong focus on regulatory adherence and risk management practices.
Quality and Compliance Monitoring Manager overseeing safety management systems and quality assurance at Liebherr Aerospace in Dubai. Leading continuous improvement of safety practices and regulatory compliance efforts.
Director of Compliance managing Regulatory Compliance team at Intact Financial Corporation. Leading regulatory compliance, risk management, and team development with high - performing professionals.
Compliance Specialist II supporting compliance management through research, training, and internal assessments for regulatory adherence. Collaborating on policies and procedures for quality compliant culture.