Senior Director of Manufacturing and Operations at Lumicell leading outsourced manufacturing for a Class III medical device with impact on cancer surgery.
About the role
- Broker Dealer Ops Analyst supporting institutional broker dealer operations; maintaining detailed knowledge of broker dealer operations and participating in special projects to drive process improvement.
Responsibilities
- Collateral management for TBA trading
- Support AOT processing
- Support Municipal New Issue operations
- Support Equity ATM/FATM and Corporate Buyback activity
- Regulatory reporting for TRACE, MSRB, and CAT
- Perform verbal verification of instructions and process Fedwire requests
- Prepare procedures, job aids, and ad hoc reports requested within business line
- Work with audit or risk colleagues to provide information and test internal controls
- Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
- Performs other duties as assigned
Requirements
- Bachelor’s degree
- 3 or more years of brokerage operations or comparable experience
- Must be able to obtain FINRA SIE and Series 99 within 12 months of hire
- An additional 5 years’ experience in product area may be considered in lieu of bachelor’s degree
Benefits
- health insurance coverage
- wellness program
- life and disability insurance
- retirement savings plan
- paid leave programs
- paid holidays
- paid time off (PTO)
Job title
Job type
Experience level
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Degree requirement
Location requirements
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