Compliance Associate supporting the delivery and evolution of compliance framework at Hayfin. Collaborating with teams firmwide to promote a strong compliance culture.
Responsibilities
Supporting Code of Ethics oversight, certifications and compliance systems
Acting as a first point of contact for employee compliance queries
Assisting with regulatory reporting and management information
Contributing to monitoring reviews, thematic work and control testing
Supporting policy updates, regulatory change projects and wider compliance initiatives
Delivering compliance onboarding and supporting ongoing training
Requirements
Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
Strong knowledge of the UK regulatory framework for asset management businesses
Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
Clear communicator with sound judgement and strong attention to detail
Organised and comfortable managing multiple priorities in a fast-paced environment
Collaborative, proactive and keen to broaden your exposure across the Compliance function
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