State Regulatory Inquiry Analyst acting as a liaison between state regulators and Fidelity employees applying for state registration. Ensuring compliance with licensing processes and regulations.
Responsibilities
act as a liaison between state regulators and Fidelity employees identified as high risk when applying for state registration
communicate with applying associates, keeping them informed of state requirements and answering questions
manage communication with regulators and escalate high-risk cases
compile applicant's submissions to meet state requirements
submit final documentation to state regulatory agencies
Requirements
Minimum 1-year professional experience
Financial acumen and/or industry experience
Precision and attention to detail
Knowledge of, or a willingness to learn the complex licensing process and regulatory requirements
Perform risk assessment and mitigation
Discretion for handling confidential information in a professional manner
Ability to work proactively and independently
Effective written and oral communication skills appropriate to all business levels
Ability to work on multiple tasks simultaneously and manage workload
Exercise judgement on appropriate escalation strategies
Ability to prioritize based on item risk and due date
Relationship management skills
Organizational and time management skills
Benefits
comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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