Complaints Regulatory Reporting Lead managing complaint metrics and regulatory compliance for AIG operations. Designing frameworks and reports that enhance operational improvement and decision making across jurisdictions.
About the role
- Control, Risk and Compliance Analyst assisting in operational analysis and compliance activities related to investment products distribution at Desjardins. Ensuring proper risk management and compliance regulations are met.
Responsibilities
- Monitor the internal control system
- Ensure that supervisory controls are completed, and be responsible for execution quality
- Complete certain supervisory controls and reporting
- Liaise with relevant Desjardins components
- Support the senior compliance officer in monitoring activities for the distribution of investment products and reporting, if applicable
- Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security
- Help managers identify and implement corrective measures
- Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services
Requirements
- Bachelor's degree in a related field
- A minimum of one year of relevant experience
- Mutual fund representative certificate – Autorité des marchés financiers
- Knowledge of French is required
Benefits
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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