Managing Environmental Permitting Lead at Anchor QEA leading waterfront development projects. Responsible for permitting strategies and regulatory approvals in the San Francisco Bay Area and beyond.
CI
Hybrid Senior Compliance Product Officer, Electronic Trading Group APAC
Posted 2 months ago
About the role
- Compliance Product Senior Officer managing compliance risk for Citi's Electronic Trading Group in APAC. Establishing strategies and policies within the Independent Compliance Risk Management framework.
Responsibilities
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM).
- Responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite.
- Engage with the ICRM product and function coverage teams to develop and apply CRM program solutions.
- Monitor compliance risk behaviors and provide day-to-day Compliance advice.
- Design, develop, deliver and maintain Compliance programs, policies and practices for ICRM.
Requirements
- Expertise of Compliance laws, rules, regulations, risks and typologies;
- Excellent written, verbal and analytical skills
- Equities and Fixed Income Trading Technology knowledge and experience
- Must be a self-starter, flexible, innovative and adaptive; Highly motivated, strong attention to detail, team oriented, organized
- Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
- Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
- Experience in managing regulatory exams and relationships with examiners, auditors, etc.
- Awareness of regulatory requirements including local and US laws, international and industry standard
- Advanced knowledge in area of focus
- Related certifications desirable
Benefits
- Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
Job title
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Experience level
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Not specified
Degree requirement
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