Investigator managing compliance with Oregon’s Government Ethics laws for the Oregon Government Ethics Commission. Conducting investigations, drafting reports, and providing legal advice to public officials.
About the role
- Head of Compliance Operations & Monitoring responsible for compliance and regulatory oversight. Leading the compliance monitoring function and guiding strategic compliance initiatives at CFC.
Responsibilities
- Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. ****
- The successful candidate will lead the compliance monitoring function, oversee regulatory operations, and provide strategic guidance to mitigate compliance risks within the business. They will oversee the implementation of effective compliance strategies, streamline operational processes, and maintain the highest standards of integrity while managing risk in a fast-evolving regulatory environment.*****
Requirements
- You can demonstrate solid (minimum 10 years) technical compliance exposure to monitoring and operational processes. Ideally acquired working at a Lloyd’s Coverholder or UK based company market insurer. ****
- As well as this, you will have:
- Deep technical knowledge of the UK regulatory landscape, including FCA and Lloyd’s requirements.
- A proactive approach to improving processes and a consistent drive to enhance the compliance framework.
- Experience in designing and implementing internal and external regulatory controls.
- Line management experience within a Compliance function.
- The initiative to work independently and the confidence to take responsibility for decisions made.
- Proven experience in undertaking compliance monitoring reviews.
Benefits
- **Love what you do:****We show up each day ready to take on the world. Our passion and intensity set us apart and makes the difference to our colleagues, customers, brokers and carriers.******Challenge everything:****We’re never afraid to question the way that things are done and we constantly challenge ourselves and others to makes things better.******Have fun, be good:****Insurance is a serious business, but we don’t take ourselves too seriously. We make it fun to work at CFC, we welcome all viewpoints, and we treat everyone how we would expect to be treated.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance Manager overseeing regulatory audits and compliance projects at Elevance Health. Ensuring adherence to regulations and managing audits while collaborating with various stakeholders.
Senior Manager guiding compliance for CVS Health's regulatory inquiries. Leading market conduct exams and driving action plans across the organization.
Trade Compliance Manager managing compliance for Teledyne MEMS. Responsible for adherence to Canadian and U.S. trade laws with hybrid work schedule.
Director of Compliance Operations ensuring AltaLink's compliance with Alberta standards and regulations. Leading a team to manage corporate compliance activities effectively.
IT Risk and Compliance Senior Specialist at GDIT managing security for cloud and on - premises systems. Collaborating with stakeholders and developing security documentation while ensuring compliance with regulations.
Manager for Portfolio Compliance overseeing investment compliance and regulatory guidance in New York at AustralianSuper. Leading compliance monitoring and governance for investment activities.
Export Compliance Manager overseeing export compliance programs and processes. Ensuring alignment with global regulatory requirements while partnering with leadership to minimize risks in international trade.
Maintenance Programs Compliance Specialist managing compliance of maintenance programs and changes for Frontier Airlines. Responsible for auditing and oversight of regulatory adherence and program revisions.
Analista Regulatório Júnior at Thymos Energia assisting clients in navigating the energy sector regulations. Monitoring regulations and supporting strategic decision - making for compliance.