Director of Anti - Money Laundering investigations at Fidelity, leading a team to handle financial crimes compliance and regulatory requirements.
SG
Hybrid KYC Periodic Review Vice President
Posted 3 weeks ago
About the role
- KYC Vice President managing compliance processes in financial services. Leading KYC operations including CIP and periodic reviews within SMBC Group.
Responsibilities
- Responsible for leading and managing various processes within KYC including CIP, CDD, EDD, periodic reviews, special projects
- Assisting the Director of Production with day-to-day operational processes and reporting within KYC
- Reviews work of KYC analysts, resolves complex matters; escalates as appropriate
- Works closely with KYC Director to recommend improvements to policies, procedures, processes, and workflows
- Ensures operational efficiencies and customer data integrity in accordance with internal policies and compliance with AML/BSA/OFAC regulations
- Communicate with customers / clients and internal stakeholders to coordinate the collection and assessment of KYC documentation and other compliance information
Requirements
- Advanced technical knowledge of AML, Bank Secrecy Act, Foreign Assets Control
- Advanced strong level knowledge of KYC process and regulations
- Very strong knowledge of banking policies, statutory and compliance regulations
- Very strong knowledge of market practices related to compliance operations
- Good judgement, sense of urgency and accountability; time-management skills
- Ability to supervise and train others
- Strong ability to execute in a high-pressure environment
- Strong interpersonal skills
- Strong written and verbal communication skills
Benefits
- Competitive portfolio of benefits
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