Senior Financial Analyst optimizing financial processes within the Global Distribution Group at Paramount. Responsible for revenue processing and analytical support in TV licensing sales activity.
About the role
- Senior Portfolio Compliance Analyst overseeing investment guideline compliance at BNY. Collaborating with clients and teams to ensure adherence to regulations and best practices.
Responsibilities
- Assist in the oversight of the investment guideline compliance program for BNY Mellon Investments
- Monitor pre- and post-trade violations generated from the compliance system, as well as properly code, test, and troubleshoot restrictions and guidelines.
- Coordinate and/or communicate with clients, portfolio management, traders, operations and data team to resolve issues.
- Support the onboarding process for new client accounts, review and perform updates to client guidelines, including regulatory rules in connection with sub-advised registered funds, and process client restricted lists.
- Work on various projects involving various compliance related matters independently as well as with other members of the group.
Requirements
- A minimum of 5+ years of relevant portfolio compliance experience.
- A BA/BS, MBA, CFA or equivalent
- A broad understanding of different asset classes and knowledge of securities laws including the 1940 ACT, UCITs, and ERISA.
- The ability to demonstrate strong analytical and problem-solving skills and possess excellent attention to detail.
- Excellent oral and written communication skills and confidence in interacting with other internal business units.
- The ability to handle stressful situations with internal clients, while maintaining a professional approach to problem solving.
- Experience using Blackrock Aladdin is a plus.
- A willingness to provide support for evening trading hours on a rotational basis (1-2 days a week)
Benefits
- Highly competitive compensation
- Flexible global resources and tools for life’s journey
- Focus on health
- Generous paid leaves including paid volunteer time
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