Senior Financial Analyst optimizing financial processes within the Global Distribution Group at Paramount. Responsible for revenue processing and analytical support in TV licensing sales activity.
About the role
- Investment Fund Analyst responsible for reviewing simplified prospectus and disclosure filings for investment funds regulated in Alberta. Engaging with issuers and providing regulatory compliance oversight.
Responsibilities
- reviewing simplified prospectus and continuous disclosure filings for investment funds, including mutual funds and ETFs, regulated in Alberta
- reviewing and analyzing investment fund disclosure documents including financial statements, simplified prospectuses, fund facts, management reports of fund performance, and other ongoing disclosure filings for compliance with securities legislation
- monitoring investment fund filings and deadlines and developing expertise in investment fund regulation and regulatory developments
- participating in national committees and working groups, including CSA Investment Funds Committee meetings, contributing to regulatory and policy initiatives
- conducting initial administrative and technical reviews of Alberta principal regulator prospectus filings, ensuring it meets documentation requirements
- engaging directly with issuers and their legal counsel to identify and resolve disclosure, compliance, filing issues, and issuing comment letters
- preparing and processing preliminary and final prospectus receipts using approved templates
- reviewing related exemptive relief applications and providing technical input and recommendations to ASC legal counsel
- assessing disclosures related to complaints and providing recommendations
- monitoring prospectus filings deadlines, updating internal systems to ensure accurate records and timely compliance and verifying submission of documentation and fees
- providing guidance on prospectus filing processes and SEDAR+ requirements to issuers, legal counsel, and internal stakeholders
- preparing monthly and quarterly reports related to prospectus filings and regulatory activity
Requirements
- A university degree in business, accounting, finance, economics, or a related discipline
- a minimum of five years of analyst experience in areas such as audit, accounting, investment management, financial regulation, financial analysis, compliance, or investment fund administration
- Chartered Professional Accountant (CPA) designation with a minimum of 3 years post-designation experience
- a proven ability to work both independently and as part of a team
- proficient working knowledge in financial reporting, financial analysis and accounting standards
- analytical mindset with the ability to apply professional judgment and interpret complex regulatory documents and financial data
- superior attention to detail to ensure accuracy and compliance
- strong written and verbal communication skills and able to present informed analysis and recommendations
- ability to manage competing priorities and tight timelines
- willingness to learn and develop specialized expertise in investment fund regulation
Benefits
- comprehensive health and dental plan
- flex days
- an employee family program
- transportation allowance
- generous flexible spending account
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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